SEC Form 4 · accession 0001209191-16-135878
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Stein
Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2016 | S | 2,500 | $84.01 | D | 1,851 | I | By Family Trust |
| Common StockF3 | holding | — | — | — | 6,574 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.98 through $84.09, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
- F2Robert W. Stein Revocable Living Trust and Christine M. Denham Revocable Living Trust,tenants in common.
- F3These shares are represented by restricted stock units.