SEC Form 4 · accession 0001209191-16-115174
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CFO & Treasurer
Period of report
Apr 19, 2016
Accepted (ET)
Apr 21, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2016 | A | 15,534 | $0.00 | A | 85,147 | D | |
| Common StockF2,F3 | Apr 19, 2016 | F | 8,011 | $81.52 | D | 77,136 | D | |
| Common StockF4 | holding | — | — | — | 3,865 | I | By 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2013-2015 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the April 19, 2016 PSU vesting.
- F3Includes restricted stock units.
- F4Between May 21, 2008 and March 31, 2016, Mr. Pagano acquired 3,864.616 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of March 31, 2016.