SEC Form 4 · accession 0001209191-16-115170
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 19, 2016
Accepted (ET)
Apr 21, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2016 | A | 4,450 | $0.00 | A | 13,805 | D | |
| Common StockF2,F3 | Apr 19, 2016 | F | 1,485 | $81.52 | D | 12,320 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2013-2015 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the April 19, 2016 PSU vesting.
- F3Includes restricted stock units.