SEC Form 4 · accession 0001209191-15-086850
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CFO & Treasurer
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 21, 2015 | S | 200 | $80.055 | D | 72,712 | D | |
| Common StockF1,F3,F4 | Dec 22, 2015 | S | 2,300 | $80.0479 | D | 70,412 | D | |
| Common Stock | holding | — | — | — | 3,818 | I | By 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2015.
- F2The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.02 through $80.09, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
- F3The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 through $80.12, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
- F4Includes restricted stock units.