SEC Form 4 · accession 0001209191-15-080603
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CFO & Treasurer
Period of report
Nov 10, 2015
Accepted (ET)
Nov 17, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | G | 153 | $0.00 | D | 78,188 | D | |
| Common StockF1 | Nov 14, 2015 | F | 181 | $82.15 | D | 78,007 | D | |
| Common StockF2 | holding | — | — | — | 3,818 | I | By 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted stock units.
- F2Between May 21, 2008 and September 30, 2015, Mr. Pagano acquired 3,817.953 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of September 30, 2015.