SEC Form 4 · accession 0001209191-15-037012
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart Schwartz
Officer — EVP, Chief Legal Officer · Other
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2015 | A | 14,712 | $0.00 | A | 80,340 | D | |
| Common StockF2,F3 | Apr 27, 2015 | F | 7,915 | $59.86 | D | 72,425 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2012-2014 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the April 27, 2015 PSU vesting.
- F3Includes restricted stock units.