SEC Form 4 · accession 0001209191-15-026551

ASSURANT, INC. · AIZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, CFO & Treasurer

Period of report

Mar 12, 2015

Accepted (ET)

Mar 16, 2015 · 5:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001267238

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 12, 2015	A	6,566	$0.00	A	80,248	D
Common Stock^F3	Mar 12, 2015	S	1,500	$61.24	D	78,748	D
Common Stock^F4	Mar 12, 2015	S	500	$61.90	D	78,248	D
Common Stock	Mar 13, 2015	F	757	$61.22	D	77,491	D
Common Stock^F5	Mar 14, 2015	F	2,120	$61.22	D	75,371	D
Common Stock	holding	—	—		—	3,773	I	By 401 (k) Plan

No Table II lines on this filing.

F1These shares are represented by restricted stock units.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2014.
F3The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.85 through $61.70, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
F4The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.87 through 61.95, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
F5Includes restricted stock units.