SEC Form 4 · accession 0001267130-17-000022
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Baldwin
Officer — Executive Vice President
Period of report
Mar 2, 2017
Accepted (ET)
Mar 3, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | M | 593 | $47.66 | A | 71,498 | D | |
| Common StockF2 | Mar 2, 2017 | F | 224 | $47.66 | D | 71,274 | D | |
| Common Stock | Mar 2, 2017 | M | 507 | $47.66 | A | 71,781 | D | |
| Common StockF2 | Mar 2, 2017 | F | 191 | $47.66 | D | 71,590 | D | |
| Common Stock | Mar 2, 2017 | M | 525 | $47.66 | A | 72,115 | D | |
| Common StockF2 | Mar 2, 2017 | F | 181 | $47.66 | D | 71,934 | D | |
| Common Stock | Mar 2, 2017 | M | 625 | $47.66 | A | 72,559 | D | |
| Common StockF2 | Mar 2, 2017 | F | 203 | $47.66 | D | 72,356 | D | |
| Common Stock | Mar 2, 2017 | M | 986 | $47.66 | A | 73,342 | D | |
| Common StockF2 | Mar 2, 2017 | F | 311 | $47.66 | D | 73,031 | D | |
| Common Stock | Mar 2, 2017 | M | 1,175 | $47.66 | A | 74,206 | D | |
| Common StockF2 | Mar 2, 2017 | F | 378 | $47.66 | D | 73,828 | D | |
| Common Stock | Mar 2, 2017 | M | 1,557 | $47.66 | A | 75,385 | D | |
| Common StockF2 | Mar 2, 2017 | F | 504 | $47.66 | D | 74,881 | D | |
| Common Stock | Mar 2, 2017 | A | 2,125 | $47.66 | A | 77,006 | D | |
| Common StockF2 | Mar 2, 2017 | F | 688 | $47.66 | D | 76,318 | D | |
| Common StockF3 | holding | — | — | — | 1,912 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Mar 2, 2017 | M | 593 | D | — | — | Common Stock | 593 | 0 | D |
| Restricted Stock UnitsF4,F6 | — | Mar 2, 2017 | M | 507 | D | — | — | Common Stock | 507 | 504 | D |
| Restricted Stock UnitsF4,F7 | — | Mar 2, 2017 | M | 525 | D | — | — | Common Stock | 525 | 1,050 | D |
| Restricted Stock UnitsF4,F8 | — | Mar 2, 2017 | M | 625 | D | — | — | Common Stock | 625 | 1,875 | D |
| Restricted Stock UnitsF4,F9 | — | Mar 2, 2017 | M | 986 | D | — | — | Common Stock | 986 | 0 | D |
| Restricted Stock UnitsF4,F10 | — | Mar 2, 2017 | M | 1,175 | D | — | — | Common Stock | 1,175 | 1,175 | D |
| Restricted Stock UnitsF4,F11 | — | Mar 2, 2017 | M | 1,557 | D | — | — | Common Stock | 1,557 | 3,111 | D |
| Restricted Stock UnitsF4,F12 | — | Mar 2, 2017 | A | 6,375 | A | — | — | Common Stock | 6,375 | 6,375 | D |
Explanation of responses
- F1Includes 1,197 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.
- F10PBRSUs granted on March 2, 2014, that vest in four equal annual installments beginning on March 2, 2015, subject to the satisfaction of a performance criteria for the fiscal year ended December 27, 2014. The performance criteria for fiscal 2014 was certified as being met on March 2, 2015, resulting in one-fourth of the PBRSUs vesting and three-fourths of the PBRSUs becoming a derivative security subject to time vesting.
- F11PBRSUs granted on March 2, 2015, that vest in four equal annual installments beginning on March 2, 2016, subject to the satisfaction of a performance criteria for the fiscal year ended January 2, 2016. The performance criteria for fiscal 2015 was certified as being met on March 2, 2016, resulting in one-fourth of the PBRSUs vesting and three-fourths of the PBRSUs becoming a derivative security subject to time vesting.
- F12PBRSUs granted on March 2, 2016, that vest in four equal annual installments beginning on March 2, 2017, subject to the satisfaction of a performance criteria for the fiscal year ended December 31, 2016. The performance criteria for fiscal 2016 was certified as being met on March 2, 2017, resulting in one-fourth of the PBRSUs vesting and three-fourths of the PBRSUs becoming a derivative security subject to time vesting.
- F2These shares were retained by the Company to discharge withholding tax obligations of the Reporting Person and do not constitute an actual sale or other open-market transaction.
- F3The number of shares allocated to the Reporting Person under the Issuer's 401(k) Plan is equal to his March 2, 2017, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on March 2, 2017. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F4Each restricted stock unit represents the contingent right to receive one share of common stock.
- F5Restricted stock units granted on March 2, 2013, that vest in four equal annual installments beginning on March 2, 2014.
- F6Restricted stock units granted on March 2, 2014, that vest in four equal annual installments beginning on March 2, 2015.
- F7Restricted stock units granted on March 2, 2015, that vest in four equal annual installments beginning on March 2, 2016.
- F8Restricted stock units granted on March 2, 2016, that vest in four equal annual installments beginning on March 2, 2017.
- F9Performance-based restricted stock units ("PBRSUs") granted on March 2, 2013, that vest in four equal annual installments beginning on March 2, 2014, subject to the satisfaction of a performance criteria for the fiscal year ended December 28, 2013. The performance criteria for fiscal 2013 was certified as being met on March 2, 2014, resulting in one-fourth of the PBRSUs vesting and three-fourths of the PBRSUs becoming a derivative security subject to time vesting.