SEC Form 4 · accession 0001267130-17-000016
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Castner
Officer — Executive Vice President & CFO
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | M | 30,000 | $8.01 | A | 285,930 | D | |
| Common Stock | holding | — | — | — | 111,981 | I | by Castner Family, LLC | |
| Common StockF2 | holding | — | — | — | 1,104 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.01 | Feb 27, 2017 | M | 30,000 | D | — | Mar 2, 2017 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Includes 14,961 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.
- F2Consists of 119 shares of common stock and 985 shares of common stock held in the Issuer's stock fund. The number of shares allocated to the Reporting Person in the Issuer's stock fund is equal to his February 27, 2017, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on February 27, 2017. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F3Option for 30,000 shares granted on March 2, 2009, that vested in three equal annual installments beginning on March 2, 2010.