SEC Form 4 · accession 0001267130-17-000015
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Baldwin
Officer — Executive Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | M | 30,000 | $8.01 | A | 84,651 | D | |
| Common StockF2 | Feb 21, 2017 | F | 13,746 | $46.42 | D | 70,905 | D | |
| Common StockF3 | holding | — | — | — | 1,899 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $8.01 | Feb 21, 2017 | M | 30,000 | D | — | Mar 2, 2017 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Includes 1,197 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.
- F2These shares were retained by the Company to discharge exercise price and withholding tax obligations of the Reporting Person and do not constitute an actual sale or other open-market transaction.
- F3The number of shares allocated to the Reporting Person under the Issuer's 401(k) Plan is equal to his February 21, 2017, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on February 21, 2017. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F4Option for 30,000 shares granted on March 2, 2009, that vested in three equal annual installments beginning on March 2, 2010.