SEC Form 4 · accession 0001267130-16-000210
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Baker
Officer — Executive Vice President
Period of report
Aug 20, 2016
Accepted (ET)
Aug 23, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2016 | M | 225 | $50.39 | A | 22,461 | D | |
| Common StockF1 | Aug 20, 2016 | F | 73 | $50.39 | D | 22,388 | D | |
| Common StockF2 | holding | — | — | — | 2,315 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Aug 20, 2016 | M | 225 | D | — | — | Common Stock | 225 | 0 | D |
Explanation of responses
- F1These shares were retained by the Company to discharge withholding tax obligations of the Reporting Person and do not constitute an actual sale or other open-market transaction.
- F2The number of shares allocated to the Reporting Person under the Issuer's 401(k) Plan is equal to his August 22, 2016, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on August 22, 2016. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F3Each restricted stock unit represents the contingent right to receive one share of common stock.
- F4Restricted stock units granted on August 20, 2012, that vest in four equal annual installments beginning on August 20, 2013.