SEC Form 4 · accession 0001267130-16-000185
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Highby
Director
Period of report
Jun 4, 2016
Accepted (ET)
Jun 7, 2016 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 4, 2016 | M | 1,217 | $50.45 | A | 93,514 | D | |
| Common Stock | holding | — | — | — | 242,302 | I | by Highby Family, LLC | |
| Common StockF1 | holding | — | — | — | 14,964 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $50.45 | Jun 6, 2016 | A | 3,139 | A | Jun 6, 2017 | Jun 6, 2024 | Common Stock | 3,139 | 3,139 | D |
| Restricted Stock UnitsF2,F3 | — | Jun 6, 2016 | A | 1,239 | A | — | — | Common Stock | 1,239 | 1,239 | D |
| Restricted Stock UnitsF2,F4 | — | Jun 4, 2016 | M | 1,217 | D | — | — | Common Stock | 1,217 | 0 | D |
Explanation of responses
- F1Includes 14,595 shares of common stock and 369 shares of common stock held in the Issuer's stock fund. The number of shares allocated to the Reporting Person in the Issuer's stock fund is equal to his June 6, 2016, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on June 6, 2016. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F2Each restricted stock unit represents the contingent right to receive one share of common stock.
- F3Restricted stock units granted on June 6, 2016, that vest on June 6, 2017.
- F4Restricted stock units granted on June 4, 2015, that vested on June 4, 2016.