SEC Form 4 · accession 0001267130-16-000162
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Castner
Officer — Executive Vice President & CFO
Period of report
Mar 8, 2016
Accepted (ET)
Mar 8, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2016 | M | 16,500 | $19.35 | A | 255,563 | D | |
| Common Stock | holding | — | — | — | 111,981 | I | by Castner Family, LLC | |
| Common StockF2 | holding | — | — | — | 890 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $19.35 | Mar 8, 2016 | M | 16,500 | D | — | May 9, 2016 | Common Stock | 16,500 | 0 | D |
Explanation of responses
- F1Includes 14,594 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.
- F2Consists of 119 shares of common stock and 771 shares of common stock held in the Issuer's stock fund. The number of shares allocated to the Reporting Person in the Issuer's stock fund is equal to his March 8, 2016, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on March 8, 2016. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F3Option for 27,500 shares granted on May 9, 2006, that vested in five equal annual installments beginning on May 9, 2007.