SEC Form 4 · accession 0001209191-15-039443
CABELAS INC · CAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Castner
Officer — Executive Vice President & CFO
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2015 | M | 35,000 | $22.37 | A | 220,537 | D | |
| Common StockF2 | May 4, 2015 | F | 24,542 | $53.71 | D | 195,995 | D | |
| Common Stock | holding | — | — | — | 111,981 | I | by Castner Family, LLC | |
| Common StockF3 | holding | — | — | — | 740 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $22.37 | May 4, 2015 | M | 35,000 | D | — | May 15, 2015 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1Includes 14,164 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.
- F2These shares were retained by the Company to discharge exercise price and withholding tax obligations of the Reporting Person and do not constitute an actual sale or other open-market transaction.
- F3Consists of 119 shares of common stock and 621 shares of common stock held in the Issuer's stock fund. The number of shares allocated to the Reporting Person in the Issuer's stock fund is equal to his May 5, 2015, account balance in the Issuer's stock fund divided by the closing price of the Issuer's common stock on May 5, 2015. The Issuer's stock fund in its 401(k) Plan is unitized and as such does not itself allocate a specific number of shares to participants.
- F4Option for 35,000 shares granted on May 15, 2007, that vested in three equal annual installments beginning on May 15, 2008.