SEC Form 4 · accession 0001209191-15-018584
ZF TRW AUTOMOTIVE HOLDINGS CORP · TRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy S Mitchell
Officer — Controller
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | M | 2,000 | $45.11 | A | 14,578 | D | |
| Common StockF2 | Feb 23, 2015 | F | 303 | $104.20 | D | 14,275 | D | |
| Common StockF3 | Feb 23, 2015 | D | 1,043 | $104.20 | D | 13,232 | D | |
| Common StockF4 | Feb 23, 2015 | F | 369 | $104.20 | D | 12,863 | D | |
| Common StockF4 | Feb 23, 2015 | F | 285 | $104.38 | D | 12,578 | D | |
| Common StockF4 | Feb 23, 2015 | F | 232 | $104.38 | D | 12,346 | D | |
| Common Stock | holding | — | — | — | 702 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 10,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled stock appreciation rightsF5 | $45.11 | Feb 23, 2015 | M | 2,000 | D | — | Feb 23, 2020 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Pursuant to the terms of the grant, stock-settled stock appreciation rights were automatically exercised on their vesting date because the fair market value of the Issuer's Common Stock exceeded the maximum value on such date.
- F2Shares withheld for taxes upon automatic exercise of stock-settled stock appreciation rights.
- F3Shares withheld in connection with the automatic exercise of the stock-settled stock appreciation rights.
- F4Shares withheld for taxes upon vesting of previously granted restricted stock units.
- F5The SSARs vested and became exercisable in three equal installments on February 23, 2013, 2014 and 2015; the portion of the SSAR award that was exercised in the transaction reported vested and became exercisable on February 23, 2015.