SEC Form 4 · accession 0001209191-15-018533

ZF TRW AUTOMOTIVE HOLDINGS CORP · TRW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President & CEO · Director

Period of report

Feb 23, 2015

Accepted (ET)

Feb 25, 2015 · 4:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001267097

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 23, 2015	M	193,799	$45.11	A	725,965	D
Common Stock^F2	Feb 23, 2015	F	42,869	$104.20	D	683,096	D
Common Stock^F3	Feb 23, 2015	D	101,010	$104.20	D	582,086	D
Common Stock^F4	Feb 23, 2015	F	16,379	$104.20	D	565,707	D
Common Stock^F4	Feb 23, 2015	F	11,670	$104.38	D	554,037	D
Common Stock^F4	Feb 23, 2015	F	7,601	$104.38	D	546,436	D
Common Stock	holding	—	—		—	58,939	I	By GRAT
Common Stock	holding	—	—		—	7,256	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock-settled stock appreciation rights^F5	$45.11	Feb 23, 2015	M	193,799	D	—	Feb 23, 2020	Common Stock	193,799	0	D

F1Pursuant to the terms of the grant, stock-settled stock appreciation rights were automatically exercised on their vesting date because the fair market value of the Issuer's Common Stock exceeded the maximum value on such date.
F2Shares withheld for taxes upon automatic exercise of stock-settled stock appreciation rights.
F3Shares withheld in connection with the automatic exercise of the stock-settled stock appreciation rights.
F4Shares withheld for taxes upon vesting of previously granted restricted stock units.
F5The SSARs vested and became exercisable in three equal installments on February 23, 2013, 2014 and 2015; the portion of the SSAR award that was exercised in the transaction reported vested and became exercisable on February 23, 2015.