SEC Form 4 · accession 0001615774-17-002951
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Link Ph.D.
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2017 | A | 58,021 | $1.172 | A | 80,668 | D | |
| Common StockF3 | holding | — | — | — | 4,492,975 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded to Mr. Link as compensation for serving on the Board of Directors and its committees.
- F2Price per share constitutes an average closing price of Company's stock for the preceding twenty trading days on its principal exchange.
- F3As previously reported on Form 4 filed with the Commission on June 2, 2015
Remarks
* Power-of-Attorney attached as exhibit