SEC Form 4 · accession 0001615774-16-005764
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Pfeffer
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2016 | A | 17,461 | $3.9515 | A | 17,461 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company awarded Mr. Pfeffer 17,461 shares as compensation for serving on the Board of Directors and its committees.
- F2Price per share constitutes an average closing price of the Company's stock for the preceding twenty trading days on its principal exchange.