SEC Form 4 · accession 0001615774-16-005748
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Link Ph.D.
Director · 10% Owner
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 6:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jun 1, 2016 | A | 17,208 | $3.9515 | A | 22,647 | D | |
| COMMON STOCKF3 | holding | — | — | — | 4,492,975 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F117,208 shares awarded to Mr. Link as compensation for serving on the Board of the Directors of the Company and its committees.
- F2Price per share constitutes an average closing price of Company's stock for the preceding twenty trading days on its principal exchange.
- F3As previously reported on Form 4 filed with the Commission on June 2, 2015.