SEC Form 4 · accession 0001437749-18-021521
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward David Randolph
Officer — Vice President - Manufacturing
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 8:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2018 | A | 3,733 | $0.918 | A | 4 | D | |
| Common Stock | Dec 3, 2018 | S | 3,733 | $1.029 | D | 22 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP).