SEC Form 4 · accession 0001437749-18-016681
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Will McGuire
Officer — Chief Executive Officer · Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 4, 2018 | S | 10,000 | $1.675 | A | 105,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F110,000 shares were sold for tax planning purposes under a 10b5-1 plan dated 6/15/2018 by Mr. McGuire.
- F2Represents the weighted average sales price for the shares. The shares were sold at prices ranging from $1.65 per share to $1.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.