SEC Form 4 · accession 0001437749-18-011317
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Link Ph.D.
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | A | 34,518 | $0.00 | A | 115,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1 | $2.05 | Jun 2, 2018 | A | 25,970 | A | Jun 2, 2019 | Jun 2, 2028 | Common Stock | 25,970 | 25,970 | D |
Explanation of responses
- F1Awarded as compensation for serving on the Board of Directors and its committees.