SEC Form 4 · accession 0001437749-18-011114
Vivani Medical, Inc. · VANI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Okland
Officer — Chief Commercial Officer
Period of report
Jun 1, 2018
Accepted (ET)
Jun 1, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001266806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | A | 7,435 | $1.156 | A | 31,076 | D | |
| Common Stock | Jun 1, 2018 | S | 7,435 | $1.962 | D | 23,641 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP)