SEC Form 4 · accession 0001225208-18-013005
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Gerke
Officer — Gen. Counsel & Chief Admin Off
Period of report
Aug 30, 2018
Accepted (ET)
Aug 31, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 30, 2018 | S | 70,000 | $26.54 | D | 68,073 | D | |
| Common Stock | Aug 31, 2018 | M | 17,646 | $17.00 | A | 85,719 | D | |
| Common Stock | Aug 31, 2018 | F | 10,976 | $27.33 | D | 74,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $17.00 | Aug 30, 2018 | M | 17,646 | D | — | Feb 1, 2022 | Common Stock | 17,646 | 104,734 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $26.50 to $26.57. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The options vested in three equal annual installments beginning on the first anniversary of the date of grant.