SEC Form 4 · accession 0001225208-18-012878
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Jones II
Officer — President & CEO · Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2018 | F | 2,014 | $26.73 | D | 212,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy certain tax withholding obligations related to the vesting of restricted share units ("RSUs") that were granted to the Reporting Person on August 21, 2017. One-third of the RSUs vested pursuant to the previously disclosed vesting schedule, but vested shares will not be distributed to the Reporting Person until after termination of employment. However, pursuant to the award agreement, at the time of each respective vesting date, a sufficient number of RSUs are settled and withheld to pay certain required FICA and other tax withholding obligations.