SEC Form 4 · accession 0001225208-17-014301
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Jones II
Officer — President & CEO - Designate
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | A | 164,394 | $0.00 | A | 164,394 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.73 | Aug 21, 2017 | A | 273,905 | A | — | Aug 21, 2027 | Common Stock | 273,905 | 273,905 | D |
Explanation of responses
- F1Restricted share units granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. The restrictions lapse as follows: (1) with regard to 138,749 restricted share units, in three equal annual installments beginning on the first anniversary of the grant date; and (2) with regard to 25,645 restricted share units, in three equal annual installments beginning on June 30, 2018.
- F2The options vest in three equal annual installments beginning on August 21, 2018.