SEC Form 4 · accession 0001225208-17-012250
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Cobb
Officer — President and CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | M | 300,700 | $17.48 | A | 852,158 | D | |
| Common Stock | Jun 30, 2017 | F | 54,709 | $30.91 | D | 797,449 | D | |
| Common StockF1 | Jun 30, 2017 | S | 300,700 | $31.1126 | D | 496,749 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option to PurchaseF2 | $17.48 | Jun 30, 2017 | M | 300,700 | D | Dec 24, 2011 | May 2, 2021 | Common Stock | 300,700 | 0 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $30.981 to $31.265. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The options vested in three equal annual installments beginning on December 24, 2011.