SEC Form 4 · accession 0001225208-17-011678
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Cobb
Officer — President and CEO · Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2017 | M | 107,005 | $17.48 | A | 658,463 | D | |
| Common Stock | Jun 27, 2017 | M | 81,970 | $19.14 | A | 740,433 | D | |
| Common StockF1 | Jun 27, 2017 | S | 188,975 | $31.4298 | D | 551,458 | D | |
| Common Stock | Jun 28, 2017 | M | 198,765 | $17.48 | A | 750,223 | D | |
| Common StockF2 | Jun 28, 2017 | S | 198,765 | $30.9641 | D | 551,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option to PurchaseF3 | $17.48 | Jun 27, 2017 | M | 107,005 | D | Dec 24, 2011 | May 2, 2021 | Common Stock | 107,005 | 499,465 | D |
| Stock Option (Right to Buy)F4 | $19.14 | Jun 27, 2017 | M | 81,970 | D | — | Jun 30, 2021 | Common Stock | 81,970 | 0 | D |
| Call Option to PurchaseF3 | $17.48 | Jun 28, 2017 | M | 198,765 | D | Dec 24, 2011 | May 2, 2021 | Common Stock | 198,765 | 300,700 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $31.340 to $31.571. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The price used is a weighted average of prices within the range of $30.800 to $31.560. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F3The options vested in three equal annual installments beginning on December 24, 2011.
- F4The option vested in three equal installments on January 3, 2013, June 30, 2013, and June 30, 2014.