SEC Form 4 · accession 0001225208-17-011550
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Cobb
Officer — President and CEO · Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 22, 2017 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2017 | M | 500,000 | $19.14 | A | 1,301,458 | D | |
| Common StockF1 | Jun 20, 2017 | S | 500,000 | $30.18 | D | 801,458 | D | |
| Common StockF2 | Jun 21, 2017 | S | 250,000 | $30.8363 | D | 551,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $19.14 | Jun 20, 2017 | M | 500,000 | D | — | Jun 30, 2021 | Common Stock | 500,000 | 81,970 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $30.000 to $30.510. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The price used is a weighted average of prices within range of $30.625 to $31.020. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F3The option vested in three equal installments on January 3, 2013, June 30, 2013, and June 30, 2014.