SEC Form 4 · accession 0001225208-16-039201
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christianna Wood
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 8, 2016 | A | 6,367 | $0.00 | A | 63,475 | D | |
| Common Stock | holding | — | — | — | 5,188 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,392 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director.
- F2Represents DSUs and shares of common stock. DSUs and shares of common stock were previously reported separately, but are reported on a combined basis in this report and will be reported on this combined basis in future reports.