SEC Form 4 · accession 0001225208-16-035880
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Brown
Officer — Chief Accounting and Risk Offi
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | M | 16,067 | $21.81 | A | 118,513 | D | |
| Common Stock | Jun 30, 2016 | F | 4,060 | $23.00 | D | 114,453 | D | |
| Common StockF1 | Jun 30, 2016 | S | 16,067 | $22.8582 | D | 98,386 | D | |
| Common Stock | holding | — | — | — | 4,434 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option to PurchaseF2 | $21.81 | Jun 30, 2016 | M | 16,067 | D | Jul 3, 2009 | Jul 3, 2018 | Common Stock | 16,067 | 0 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $22.854 to $22.864. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2Options vested in three equal annual installments beginning on the first anniversary of the date of grant.