SEC Form 4 · accession 0001225208-16-035750
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Brown
Officer — Chief Accounting and Risk Offi
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2016 | M | 77,160 | $16.04 | A | 150,187 | D | |
| Common Stock | Jun 27, 2016 | M | 38,155 | $12.59 | A | 188,342 | D | |
| Common Stock | Jun 27, 2016 | M | 20,000 | $16.89 | A | 208,342 | D | |
| Common StockF1 | Jun 27, 2016 | S | 105,896 | $21.8332 | D | 102,446 | D | |
| Common Stock | holding | — | — | — | 4,434 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option to PurchaseF2 | $16.04 | Jun 27, 2016 | M | 77,160 | D | Jun 30, 2012 | Jun 30, 2021 | Common Stock | 77,160 | 0 | D |
| Call Option to PurchaseF2 | $16.89 | Jun 27, 2016 | M | 20,000 | D | Jul 2, 2010 | Jul 2, 2019 | Common Stock | 20,000 | 0 | D |
| Call Option to PurchaseF3 | $12.59 | Jun 27, 2016 | M | 38,155 | D | Oct 1, 2011 | Oct 1, 2020 | Common Stock | 38,155 | 0 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $21.7519 to $21.8449. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The options vested in three equal annual installments beginning on the first anniversary of the date of grant.
- F3The options vested in four equal annual installments beginning on the first anniversary of the date of grant.