SEC Form 4 · accession 0001225208-15-022999
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Macfarlane
Officer — Chief Financial Officer
Period of report
Dec 29, 2015
Accepted (ET)
Dec 31, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2015 | M | 255,320 | $15.35 | A | 360,050 | D | |
| Common StockF1 | Dec 29, 2015 | S | 265,778 | $33.506 | D | 94,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.35 | Dec 29, 2015 | M | 255,320 | D | Jun 4, 2013 | Jun 4, 2022 | Common Stock | 255,320 | 0 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $33.500 to $33.615. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The options vested in three equal annual installments beginning on the first anniversary of the date of grant.