SEC Form 4 · accession 0001225208-15-022692
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Brown
Officer — Chief Accounting and Risk Offi
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | M | 50,000 | $12.59 | A | 113,600 | D | |
| Common StockF1 | Dec 16, 2015 | S | 50,000 | $33.3004 | D | 63,600 | D | |
| Common Stock | holding | — | — | — | 4,324 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option to PurchaseF2 | $12.59 | Dec 16, 2015 | M | 50,000 | D | Oct 1, 2011 | Oct 1, 2020 | Common Stock | 50,000 | 38,155 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $32.850 to $33.590. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The options vested in four equal annual installments beginning on the first anniversary of the date of grant.