SEC Form 4 · accession 0001225208-15-022269
H&R BLOCK INC · HRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Houseworth
Officer — President, US Tax Product Str
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2015 | S | 19,978 | $32.9842 | D | 41,206 | D | |
| Common Stock | Dec 11, 2015 | M | 39,773 | $16.04 | A | 80,979 | D | |
| Common Stock | Dec 11, 2015 | M | 15,715 | $16.89 | A | 96,694 | D | |
| Common Stock | Dec 11, 2015 | M | 2,874 | $12.59 | A | 99,568 | D | |
| Common StockF2 | Dec 11, 2015 | S | 42,647 | $32.3147 | D | 56,921 | D | |
| Common Stock | Dec 10, 2015 | S | 750 | $33.14 | D | 1,250 | I | Jason and Bethany Houseworth Trust |
| Common Stock | Dec 10, 2015 | G | 1,250 | $0.00 | D | 0 | I | Jason and Bethany Houseworth Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $16.04 | Dec 11, 2015 | M | 39,773 | D | — | Jun 30, 2021 | Common Stock | 39,773 | 6,522 | D |
| Stock Option (Right to Buy)F3 | $16.89 | Dec 11, 2015 | M | 15,715 | D | — | Jul 2, 2019 | Common Stock | 15,715 | 0 | D |
| Stock Option (Right to Buy)F4 | $12.59 | Dec 11, 2015 | M | 2,874 | D | — | Oct 1, 2020 | Common Stock | 2,874 | 8,489 | D |
Explanation of responses
- F1The price used is a weighted average of prices within the range of $32.970 to $33.010. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F2The price used is a weighted average of prices within the range of $32.060 to $32.500. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder.
- F3The options vested in three equal annual installments beginning on the first anniversary of the grant date.
- F4The options vested in four equal annual installments beginning on the first anniversary of the grant date.