SEC Form 4 · accession 0001209191-17-046466
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Venkat Achanta
Officer — Chief Data & Analytics Officer
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 25, 2017 | M | 3,960 | $0.00 | A | 28,504 | D | |
| Class A Common StockF2,F3,F1 | Jul 25, 2017 | F | 1,311 | $33.25 | D | 27,193 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Jul 25, 2017 | M | 3,960 | D | — | — | Class A Common Stock | 3,960 | 7,920 | D |
Explanation of responses
- F1Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan.
- F2These shares were delivered to and withheld by the Issuer to pay the related withholding tax obligations (net down) of the vested restricted stock units.
- F3The price is equal to the closing price of the Class A Common Stock on July 25, 2017.
- F4On July 27, 2016, 11,880 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on July 25, 2017.