SEC Form 4 · accession 0001209191-17-015068
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Hook
Officer — President and CEO · Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 23, 2017 | M | 82,500 | $22.82 | A | 513,085 | D | |
| Class A Common StockF1,F2 | Feb 23, 2017 | F | 65,470 | $33.50 | D | 447,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $22.82 | Feb 23, 2017 | M | 82,500 | D | — | Feb 23, 2017 | Class A Common Stock | 82,500 | 0 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the exercise price and related withholding tax obligations (net down) of the expiring options.
- F2The price is equal to the closing price of the Class A Common Stock on February 22, 2017.
- F3Immediately exerciseable.