SEC Form 4 · accession 0001209191-17-001356
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Hook
Officer — President and CEO · Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 1, 2017 | M | 17,752 | $0.00 | A | 435,623 | D | |
| Class A Common StockF1,F2 | Jan 1, 2017 | F | 5,038 | $33.40 | D | 430,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Jan 1, 2017 | M | 17,752 | D | — | — | Class A Common Stock | 17,752 | 0 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the related withholding tax obligations (net down) of the vested restricted stock units.
- F2The price is equal to the closing price of the Class A Common Stock on December 30, 2016.
- F3On February 29, 2012, 88,760 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on January 1, 2017.