SEC Form 4 · accession 0001209191-16-156935
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Foster
Officer — SVP, Information Services
Period of report
Dec 23, 2016
Accepted (ET)
Dec 28, 2016 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 23, 2016 | M | 1,585 | $0.00 | A | 18,579 | D | |
| Class A Common StockF1,F2 | Dec 23, 2016 | F | 596 | $33.25 | D | 17,983 | D | |
| Class A Common Stock | Dec 23, 2016 | M | 4,901 | $0.00 | A | 22,884 | D | |
| Class A Common StockF1,F2 | Dec 23, 2016 | F | 1,842 | $33.25 | D | 21,042 | D | |
| Class A Common Stock | Dec 23, 2016 | M | 2,806 | $0.00 | A | 23,848 | D | |
| Class A Common StockF1,F2 | Dec 23, 2016 | F | 1,055 | $33.25 | D | 22,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Dec 23, 2016 | M | 1,585 | D | — | — | Class A Common Stock | 1,585 | 1,585 | D |
| Restricted Stock UnitsF4 | $0.00 | Dec 23, 2016 | M | 4,901 | D | — | — | Class A Common Stock | 4,901 | 7,428 | D |
| Restricted Stock UnitsF5 | $0.00 | Dec 23, 2016 | M | 2,806 | D | — | — | Class A Common Stock | 2,806 | 5,614 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the related withholding tax obligations (net down) of the vested restricted stock units.
- F2The price is equal to the closing price of the Class A Common Stock on December 23, 2016.
- F3On August 19, 2015, 4,755 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on December 23, 2016.
- F4On August 19, 2015, 24,655 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on December 23, 2016.
- F5On April 8, 2016, 8,420 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on December 23, 2016.