SEC Form 4 · accession 0001209191-16-154799
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S Lalljie
Officer — Senior Vice President and CFO
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 8, 2016 | M | 15,000 | $22.44 | A | 234,859 | D | |
| Class A Common StockF1,F2 | Dec 8, 2016 | F | 13,466 | $27.90 | D | 221,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $27.90 | Dec 8, 2016 | M | 15,000 | D | — | Dec 9, 2016 | Class A Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the exercise price and related withholding tax obligations (net down) of the expiring options.
- F2The price is equal to the closing price of the Class A Common Stock on December 8, 2016.
- F3Immediately exerciseable.