SEC Form 4 · accession 0001209191-16-130233
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Foster
Officer — SVP, Information Services
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 28, 2016 | M | 6,163 | $0.00 | A | 19,937 | D | |
| Class A Common Stock | Jun 28, 2016 | F | 2,317 | $0.00 | D | 17,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 28, 2016 | M | 6,163 | D | — | — | Class A Common Stock | 6,163 | 12,329 | D |
Explanation of responses
- F1One-fourth of the restricted stock units vest on each of December 22, 2015, June 28, 2016, December 28, 2016 and June 28, 2017.
- F2Upon the Reporting Person's termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan")), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined in the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such separation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation.