SEC Form 4 · accession 0001209191-16-102112
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Hook
Officer — President and CEO · Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 22, 2016 | M | 89,800 | $15.39 | A | 355,143 | D | |
| Class A Common StockF1 | Feb 22, 2016 | F | 67,858 | $23.80 | D | 287,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $15.39 | Feb 22, 2016 | M | 89,800 | A | — | Feb 23, 2016 | Class A Common Stock | 89,800 | 0 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the exercise price and related withholding tax obligations (net down) of the expiring options.
- F2Immediately exerciseable.