SEC Form 4 · accession 0001209191-15-068729
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward M Prince Jr.
Officer — SVP, Corporate Development
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 27, 2015 | M | 722 | $0.00 | A | 4,111 | D | |
| Class A Common StockF2,F1 | Aug 27, 2015 | F | 272 | $27.81 | D | 3,839 | D | |
| Class A Common StockF1 | Aug 31, 2015 | S | 450 | $28.07 | D | 3,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Aug 27, 2015 | M | 722 | D | — | — | Class A Common Stock | 722 | 724 | D |
Explanation of responses
- F1Includes shares that are subject to performance-vested restricted stock unit agreements and restricted stock unit award agreements under the Amended and Restated Neustar, Inc. 2009 Stock Incentive Plan.
- F2The price is equal to the closing price of the Class A Common Stock on August 27, 2015.
- F3This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 18, 2015.
- F4These shares were awarded pursuant to a restricted stock unit award agreement under the Amended and Restated Neustar, Inc. 2009 Stock Incentive Plan, and represent the third tranche of the restricted stock units granted under the agreement. The remaining tranche of the restricted stock units will vest on August 27, 2016.
- F5Subject to certain exceptions related to a Change of Control (as defined in the Amended and Restated Neustar, Inc. 2009 Stock Incentive Plan), any unvested restricted stock units shall be forfeited if the reporting person experiences a Termination (as defined in the Amended and Restated Neustar, Inc. 2009 Stock Incentive Plan).