SEC Form 4 · accession 0001209191-15-064187
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Edwards
Officer — SVP, Data Solutions
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 3, 2015 | M | 4,066 | $22.82 | A | 40,644 | D | |
| Class A Common Stock | Aug 3, 2015 | M | 6,688 | $26.45 | A | 47,332 | D | |
| Class A Common Stock | Aug 3, 2015 | M | 2,967 | $21.06 | A | 50,299 | D | |
| Class A Common Stock | Aug 3, 2015 | S | 13,721 | $32.00 | D | 36,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $22.82 | Aug 3, 2015 | M | 4,066 | D | — | Feb 23, 2017 | Class A Common Stock | 4,066 | 0 | D |
| Employee Stock OptionF2 | $26.45 | Aug 3, 2015 | M | 6,688 | D | — | Feb 22, 2018 | Class A Common Stock | 6,688 | 0 | D |
| Employee Stock OptionF2 | $21.06 | Aug 3, 2015 | M | 2,967 | D | — | Sep 11, 2018 | Class A Common Stock | 2,967 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2015.
- F2Immediately exercisable.