SEC Form 4 · accession 0001209191-15-055738
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S Lalljie
Officer — Senior Vice President and CFO
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 19, 2015 | M | 271 | $27.85 | A | 74,709 | D | |
| Class A Common StockF1,F2 | Jun 19, 2015 | F | 259 | $29.23 | D | 74,450 | D | |
| Class A Common Stock | Jun 19, 2015 | M | 12,229 | $27.85 | A | 86,679 | D | |
| Class A Common StockF1,F2 | Jun 19, 2015 | F | 11,929 | $29.23 | D | 74,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $27.85 | Jun 19, 2015 | M | 271 | A | — | Aug 1, 2015 | Class A Common Stock | 271 | 0 | D |
| Employee Stock OptionsF3 | $27.85 | Jun 19, 2015 | M | 12,229 | A | — | Aug 1, 2015 | Class A Common Stock | 12,229 | 0 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the exercise price and related withholding tax obligations (net down) of the expiring options.
- F2The price is equal to the closing price of the Class A Common Stock on June 19, 2015.
- F3Immediately exerciseable.