SEC Form 4 · accession 0001209191-15-047740
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross K Ireland
Director
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 15, 2015 | M | 4,612 | $0.00 | A | 13,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | May 26, 2015 | M | 4,612 | D | — | — | Class A Common Stock | 4,612 | 0 | D |
| Restricted Stock UnitsF5,F6 | $0.00 | May 28, 2015 | A | 7,312 | A | — | — | Class A Common Stock | 7,312 | 7,312 | D |
Explanation of responses
- F1The shares of Class A Common Stock represent the number of shares of restricted stock units that were granted on May 29, 2014 and vested on May 26, 2015. The shares will be delivered to the Reporting Person on August 15, 2015.
- F2Includes the shares of Class A Common Stock granted on May 29, 2014 and which vested on May 26, 2015. These shares will be delivered to the Reporting Person on August 15, 2015.
- F3These restricted stock units were granted on May 29, 2014 and fully vested on May 26, 2015, the day preceding the date on which the 2015 Neustar, Inc. annual meeting was held.
- F4These restricted stock units fully vested on May 26, 2015 and will be delivered on August 15, 2015 in accordance with the terms of the award agreement.
- F5The restricted stock units fully vest on the earlier of May 28, 2016 or the day preceding the date in calendar year 2016 on which the NeuStar, Inc. annual meeting is held. Upon vesting, the Reporting Person shall be entitled to shares of Class A Common Stock equal to the number of vested shares of restricted stock units, including any resulting from dividend equivalents (as defined in the Restricted Stock Unit Agreement), which shall be delivered on August 15, 2016.
- F6The restricted stock units terminate if the Reporting Person experiences a Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan) before the earlier of May 28, 2016 or the day preceding the date in calendar year 2016 on which the NeuStar, Inc. annual meeting is held.