SEC Form 4 · accession 0001209191-15-018107
NEUSTAR INC · NSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Hook
Officer — President and CEO · Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 20, 2015 | M | 185,000 | $26.38 | A | 439,387 | D | |
| Class A Common StockF1,F2 | Feb 20, 2015 | F | 184,353 | $26.57 | D | 255,034 | D | |
| Class A Common StockF3 | Feb 22, 2015 | F | 2,356 | $26.57 | D | 252,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $26.38 | Feb 20, 2015 | M | 185,000 | A | — | Feb 22, 2015 | Class A Common Stock | 185,000 | 0 | D |
Explanation of responses
- F1These shares were delivered to and withheld by the Issuer to pay the exercise price and related withholding tax obligations (net down) of the expiring options.
- F2The price is equal to the closing price of the Class A Common Stock on February 20, 2015.
- F3The price is equal to the closing price of the Class A Common Stock on the last trading day (February 20, 2015) prior to the vesting date (February 22, 2015).
- F4Immediately exerciseable.