SEC Form 4 · accession 0001437749-19-001817
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Martin Newman
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $1.13 | Jan 31, 2019 | A | 50,000 | A | — | Jan 31, 2024 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F125% of the total number of options granted vest and become exercisable on each of April 30, 2019, July 31, 2019, October 31, 2019 and January 31, 2020.