SEC Form 3/A · accession 0001437749-18-010499
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
Nanyan Zheng
Director · 10% Owner
Wisdom Sail Ltd
10% Owner
Audrey & Aaron Holdings Ltd
10% Owner
Ahwanova Ltd
10% Owner
Period of report
May 4, 2018
Accepted (ET)
May 22, 2018 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 2,651,261 | I | By Ahwanova Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is filed jointly by (a) Mr. Zheng, Nanyan ("Mr. Zheng"), (b) Ahwanova Limited ("Ahwanova"), (c) Wisdom Sail Limited ("Wisdom Sail") and (d) Audrey & Aaron Holdings Limited ("Audrey & Aaron Holdings," together with Mr. Zheng, Ahwanova, Wisdom Sail, collectively, the "Reporting Persons").
- F2Ahwanova is the beneficial owner of the 2,651,261 shares of Common Stock it beneficially holds. Ahwanova is wholly-owned by Wisdom Sail, which in turn is wholly-owned by Audrey & Aaron Holdings, which, then, in turn, is wholly owned by Equity Trustee Limited as trustee of The Happy Family Trust. Mr. Zheng is the sole director of each of Ahwanova, Wisdom Sail and Audrey & Aaron Holdings, and is the sole settlor of The Happy Family Trust. The beneficiaries of The Happy Family Trust are Mr. Zheng, Mr. Zheng's wife (namely, Li, Sha), and Mr. Zheng's two children (namely, Zheng, Ruida and Zheng, Ruixi). Therefore, pursuant to Section 13(d) of the Act and the rules promulgated thereunder, Audrey & Aaron Holdings, Wisdom Sail, and Mr. Zheng may each be deemed to beneficially own the 2,651,261 shares of Common Stock held by Ahwanova.