SEC Form 4 · accession 0001437749-17-020262
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. Kuhn
Officer — Chief Operating Officer
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $2.15 | Dec 4, 2017 | A | 75,000 | A | — | Dec 4, 2022 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning on December 4, 2018 and fully vests on December 4, 2021.